The Birth of Research from a Spirit of Intertextuality

By Anna Usacheva

Why are you a classical philologist?

Anna Usacheva

People often ask me what I do as a researcher. The questioner is clearly not interested in day-to-day practicalities: it is common knowledge that nowadays everybody from physicians to judges and football players to politicians spend as much time in front of their laptops as office workers. What the questioner really wants to know is why I spend so much time in front of my laptop reading or writing about thinkers or civilizations long obliterated from earth. Why don’t I devote my “screen-gazing” time to a more productive goal, such as comparing the number of likes given to one politician’s speech against those given to another, or to making and promoting culinary videos? The immediate benefit of these occupations is obvious and undeniable, while showing what is essentially useful in studying the lives and ideas of people who lived more than a millennium before us – this is a more formidable task. In what way can the experience of these people be relevant to our modern-day lives? And is there any real possibility of accurately interpreting this experience, given that their living conditions were so different from ours that even armed with the richest grammatical expertise in ancient languages we may fail to grasp the sense of some short casual letter inscribed on a piece of papyrus?

To this question one often hears the following response: Despite all the cultural differences which separate our age from the ancient civilizations, certain primordial and archetypal, or simply conventional, similarities nevertheless exist between our cultures, which may enable us to discover some useful information (like a recipe for some strong aphrodisiac) or entitle us to happily admit that “They were so clever that they even used bathrooms and plumbing systems as we do!” Though I do not deny an element of truth to this position, I don’t think it does full justice to either ancient civilizations or contemporary scholarship. I believe that our desire to study ancient cultures is due not to some sort of similarity between them and contemporary culture, but rather to the apparent difference between the two. Scholars may be mildly surprised when they start investigating the life of Roman citizens, but as they go further in their study, they are often astonished to discover the prosperity, intellectual and cultural achievements, and general self-satisfaction which many of the past societies enjoyed in spite of the defects of their medical care or transport systems. This fact suggests that our contemporary civilization has not discovered a universal theory of how to procure people’s happiness which would entitle us to look at previous civilizations as at infusoria under a microscope. We do not have the right to suggest that we know the correct method of reading “the book of human history” written on the scraps of papyri, manuscript pages or preserved in archeological finds.

How does one read “the book of the past”?

However, what seems to me to be rather inspiring in this status quo is that in our perception all the textual and material data that we have represent a continuum of the texts and stories in the book of our past. Versatile and miscellaneous as they are, these texts and stories have worked their way into the same leathery binding of human history, which will incorporate the texts and stories of our generation just as casually as it did with the opera of our ancestors.This simple fact allows us to cultivate in ourselves a healthy humility, which can prevent us from two misleading and, unfortunately, rather popular approaches to the research. The first consists of claiming that we can perfectly understand the texts of the past without bothering to study the historical context and original language of these texts, because there is no essential difference between the past and the present. The second approach exaggerates the gap between various historical epochs to the extent that renders it useless to make any inquiry into historical material because its meaning is unfathomable to us.

In my opinion, to find the middle way between these extremes, we should follow the “spirit of intertextuality”, which allows us to see the intertextual connections between the past and the present, the connections which neither blur nor exaggerate the distinctions between the texts and stories of different epochs. Belonging to our generation, we at the same time are the authors and the heroes of our stories as well as the readers of the texts of the past. To navigate in this stream of syllables and meanings, we should remember that the texts of the present are different from the texts of the past and that together they form a unique continuum of human history. In such a way, the all-embracing spirit of intertextuality binds and sews together various disciplines and attaches to them a particular anthropological strand. Whether written a millennium or a second ago, every story in the book of the past concerns human beings. Whatever the initial goals and aspirations of various disciplines may be, they all pursue their long and glorious journey through the universe, just as light travels to the earth unobstructed for nearly 93 million miles and emphatically a few feet above the ground it stumbles upon man and becomes a human shadow.

Different times – different horizons

 An example of this situation can be easily found in my own research project entitled “Physiology of Human Cognition in the Scientific, Theological and Monastic Contexts of Late Antiquity”. If I were to advocate the necessity and actuality of this study, I could speak about the fascinating brain mapping theory, found in the late antique treatise On the Nature of Man, which I am going to study. Although historians of medicine have recognized that this work contains the first evidence of the theory of the ventricular localization of various physiological functions in the human brain, so far nobody has really explained how this theory could have been formulated without fMRI machines and in circumstances where medical scholars were not even permitted to dissect a human body. Captivating in its own way, this is not the chief interest of my research, because I marvel not at vague and illusive similarities between ancient and contemporary medical theories but at the apparent contrast between the scientific methodological approaches of late antiquity and those of contemporary science. The author of the treatise I study saw no fault in combining the most progressive medical theories of his time with the philosophical and theological concepts of his and previous periods. Thus, he even claimed an analogy between human and divine natures, and in building his theological theory, he heavily relied on the treatises of famous Greek physicians.

Anatomical face, Leipzig, late 19th century

I find it difficult to imagine a contemporary priest using an anatomical or pharmacological textbook in his or her preaching along with (or even more extensively than) the Bible. We all used to believe that a reasonable gap between science and humanities should be preserved in order to prevent our civilization from falling into “the chaotic alchemical obscurity of the Middle Ages”. While solid and legitimate in its own way, this methodological principle cast a shadow on the collaboration between the sciences and humanities, which meant that many of the brilliant theories which were successfully deduced from experience failed to find their way back into the life of people. The peculiar skill of combining these branches of human knowledge exemplifies one of the differences between contemporary and late antique societies. This fact inspired me to study and learn from the experience of conducting interdisciplinary research in the past.

Questions for the sake of questioning

Different disciplines complement each other not only because a historian may one day discover that their curiosity concerning ancient numerical systems has something of the rigorous interest of a contemporary mathematician, but because both scholars may be startled at recognizing various ways of looking at such a regular and stable phenomenon as a number.  Understood in a broad sense, intertextuality is an integral part of successful research, not so much because somebody can reasonably hope that all the numerous aspects of phenomena can be identified and a comprehensive explanation of them provided. To expect and strive for this result would be equal to voluntary (though perhaps unconscious) suicide, because for all the mysteries surrounding the human mind, one thing is more or less clear – it lives as long as it runs and runs as long as it lives. Therefore, there should and, hopefully, will always appear many more questions and fascinating strands to long-recognized and abundantly discussed problems. Eventually, a very practical and obvious effect of this everlasting scholarly thirst is that every generation has the right to discover our universe for the first time and to make it a comfortable and even more beautiful place for us. And this goal can be achieved only if we understand those people whose comfort and well-being we enthusiastically promote. To understand ourselves, we need to compare our society with a different one, which may well be one that lived more than a millennium before us.

Anna Usacheva has been working as a Core Fellow at the Helsinki Collegium for Advanced Studies since September 2018. Her research project focuses on the physiology of human cognition in the scientific, theological and monastic contexts of late antiquity.

 

 

 

Some Thoughts on the Helsinki Collegium

By Tuomas Forsberg

More than one month has passed since I began as director of the Helsinki Collegium for Advanced Studies. The first month has been extremely busy but also very rewarding: the new fellows arrived just a fortnight after me and the new academic term has started at full speed.

Photo by Veikko Somerpuro

Director Tuomas Forsberg with the Fellows and staff of the Helsinki Collegium in September 2018 (Photo: Veikko Somerpuro)

The HCAS is a wonderful, unique place as an interface of international scholars and interdisciplinary research in the field of humanities and social sciences, including law, theology and education – the five faculties of the City Centre campus in Helsinki. My own background is in political science and international relations, but I realized that I have many close academic friends in all these fields, and I have published at least one article in anthologies edited by a researcher from each of the five faculties of the City Centre campus. In fact, back in the late 1980s when I was a University of Helsinki student, I also completed at least some courses in all these faculties (yes, even in theology). And not only that: I cannot escape thinking that I have grown up alongside all the above broad disciplines: my parents were theologians, my dear aunt and godmother was a philologist, my aunts and uncles teachers, and one uncle – as well as my wife – lawyers.

Time for Research and Collaboration

The mission of the HCAS is in line with the key idea of advanced studies institutes to produce top-class research that crosses disciplinary boundaries and creates something original. This often means applying the metaphor of building: we do not tear down an old house and quickly build something new and different; instead, we solidify the building’s foundations so that the house can be renovated. For that, fellows need time to focus on their research and the freedom to develop their own agendas.

The HCAS also needs to be a community. A strong identity and esprit de corps has been a strength of the institute in the past, and without a sense of community the whole HCAS idea would be lost. The joy of research comes from discoveries and findings that are often very subjective moments, but no researcher would be able to achieve much alone. Although researchers in the humanities and social sciences often have their own projects, sharing ideas with others is crucial. HCAS fellows come to the institute as individuals, but they hopefully leave with many friends and partnerships that might even be more important in the long term than the research carried out during the fellowship.

The HCAS mission also includes collaboration with the university faculties. Although the point of the HCAS is to enable scholars to focus on their research, “splendid isolation” may distract the younger fellows from taking the necessary next steps towards teaching positions. Many researchers based in the faculties would also be very happy to get even a glimpse of a famous scholar who has landed at the HCAS for a year.

The Three Fs, or the Core Elements of Research

This balance between focusing on research and internal activities vs. teaching and outreach is a longstanding issue often to do with perception and visibility rather than substance. Having a strong esprit de corps is not the same as being inward-looking. Even if the HCAS’s mission concerns the area of basic research rather than policy-oriented knowledge, it can still be vitally important in many different ways. A good example of how the HCAS can be “useful” and reach wider audiences was to promote the lectures on “useless knowledge” that in fact became very popular.

When I was the acting director of the Finnish Institute of International Affairs 20 years ago, we used to describe three core elements of research with three Finnish words starting with H: hyvää (good), hauskaa (fun) and hyödyllistä (useful). I wonder what would be the best translation of this slogan. Maybe three Fs: research should be fun, functional and freaking good!

One feature of the HCAS known widely in Finland has been to reflect academic practices and contribute to debates on science policy. Here, I see no reason to change course, and I hope that this blog can find readers and contributors and in this domain as well.

Tuomas Forsberg (Photo: Veikko Somerpuro)

Tuomas Forsberg (Photo: Veikko Somerpuro)

 

Collaborative methods at the Collegium: Working together on a study of boys and masculinities

By Ann Phoenix and Marja Peltola

One of the dreams of a stay at the Collegium is of time to focus intensively on one’s own work, bringing long-dormant writing to publication and having space to do exciting new research and think fresh, fruitful thoughts fueled by discussions with outstanding fellows and other university colleagues. This is certainly to be prized but, for us, our sojourn also enabled a different version of collective working that would not have been possible without the Collegium investment of space, money and time that has been enormously productive and hugely enjoyable. Our experience underlines the point that collaboration is an important method that, in itself, informs the methods of fieldwork and analysis. We tell the story of those methods below.

In many continents, the media, politicians and organisations periodically raise moral panics about boys and masculinities. In particular, concern focuses on boys’ poor educational attainment in relation to girls, their disengagement from schoolwork and their propensity for violence.  While many researchers have explained that the picture is more complex than a ‘poor boys’ discourse would warrant, there remains relatively little research on boys and masculinities in Finland. We brought together histories of doing youth research and of studying masculinities in 11-14-year-old boys.

Stephen Frosh, Ann Phoenix and Rob Pattman: Young Masculinities (Palgrave, 2001)            Marja Peltola: Kunnollisia perheitä (Nuorisotutkimusseura, 2014)

We focused on masculinities and ethnicities in three Helsinki schools; this intersection was especially interesting since the ‘migrant crisis’ of 2015 had accelerated a shift in Finnish national identity so that multiculturalism, at least in Helsinki, became more prominent than previously. The three schools we selected differed, amongst other things, with regard to the pupils’ ethnic and class backgrounds.

We first asked boys and girls who brought back signed consent forms to take part in group interviews and then invited them to be interviewed individually. The group interviews allowed us to learn about the breadth of issues and opinions on masculinities that were important for boys, girls and particular schools before we explored these issues in depth with individual boys and girls. We asked about the meanings of gender, (masculinity and femininity), about life in school and at home, and general everyday practices for young people.

Marja Peltola (Photo by Ann Phoenix)

Collaboration was crucial throughout this process. Working as a British-Finnish team enabled us to take a more “international” perspective on the Finnish context while also benefitting from “insider” linguistic skills and knowledge of the Finnish schooling system and society. Since Ann does not speak Finnish, it was Marja, for whom Finnish is her first language, who communicated with the schools and conducted the interviews. Marja wrote fieldnotes of each school visit and each interview and we began a practice of discussing the minutiae of school visits and any issues or interesting points that had arisen as soon as possible afterwards.

The Collegium enabled both fairly fast transcriptions of interviews and translations into English, done by the Collegium paid interns Linda Sivander, Anna Koivukoski and Olli Heiniö.

The interviews were very different in nature. In a group interview with four boys, for example, jokes were a key way to cope with the potential risks of losing face and place in the hierarchy of popularity; whereas in a mixed-gender interview of two girls and two boys, everybody took care to avoid absolute categorizations and to present uncontroversial views. Gender organized physical positioning and interactions in both groups, but in different ways. In the former group, the boys used joking to signal their distance from girls in general and the woman interviewer in particular, and to try to establish power relations over her. In the latter group, the boys and the girls sat separately and indicated difference from each other by organizing the interaction in “the girls’ turns” and “the boys’ turns”.

Another group interview with five boys illuminates well how narratives on gender difference were created collectively. There was a lot of echoing and in the fast-paced discussion, the boys often finished, or tried to finish, each other’s sentences, when creating the story that was presumed to be shared by all the boys present. This meant that they often cut each other off. At the same time, there was (some) room for negotiating acceptable, but exceptional, differences.

Luka: Boys do not use any–

Elias: Dresses or–

Luka: Do not use any, face lotion things.

Mikael: I do sometimes apply some lotion [laughs] if it is dry but otherwise I do not.

Luka: No but the kinda masks you know–

Mikael: Yea I know.

Luka: –to the face so–

Oliver: Yea the kinda, girly clothes and stuff.

Marja: You said about the makeup that sometimes boys do makeup-

Bikram: Yea.

Marja: Is it well is it then girly anyway, or?

Elias: Not like that

Mikael: Well depends on how you do it, slightly.

Luka: Famous people, men, they do makeup.

Bikram: Yea they do use makeup.

Mikael: They do put it on so that they are more visible [laughs] in the photos and so on.

Marja: So nobody here in the school?

Mikael: No, no no! [laughter]

Bikram: I do not know anyone.

We conducted joint narrative analysis of the English translations of the focus groups with Marja checking translations against the Finnish transcriptions, sometimes against the audio recording and with her memory of the interaction. We began the analysis of the first focus group interview by reading the whole interview together out loud and so staging it.  We first did the reading line by line, covering up the lines below so that we could not see them and read on. We spent a great deal of time analysing the meaning of each line and using the analysis of one line to anticipate what we expected to happen next in the transcript.

This method was developed from Marine Burgos’s notion, drawing on Paul Ricoeur’s narratology, that narrators have the difficult task of bringing together disparate events into an ordered and relatively coherent narrative so that there is always a struggle when people have to start telling stories. Even if they are not aware of it, Burgos argues that conflicts are often evident at the start of stories, as are the key issues that animate people’s narratives and the subjective positions that narrators take up in relation to their subject matter.  While line-by-line reading was too time-consuming a method to apply to the whole corpus of data, we continued reading the interviews out loud, staging them and discussing our interpretations to ensure that we shared understandings. We analysed both the researcher’s questions and the participants’ responses and comments in this way, on the basis that social interactions are co-constructions where comments and questions produce particular possibilities for response and new narratives.

All this sounds rather dry and earnest, but we were often to be found in the Collegium Common Room laughing and drinking tea/coffee around the sun lamp in the winter as we puzzled out what something meant and considered the dynamics of interviews. Having established the habit of Common Room convivial working, we frequently also worked there in the summer when the sun lamp had long been put away.

Photo by Meri Parkkinen

Ann Phoenix and Marja Peltola in the Collegium Common Room (Photo by Meri Parkkinen)

Our point in combining focus groups and individual interviews lies not in comparing the “authenticity” of the different types of data but in increasing understanding of how social context and ways of asking influence narratives of masculinity. Collaboration throughout the process has provided us with a more nuanced understanding and interpretations that each of us might have missed alone. It ensured that our stay at the Collegium was maximally productive.

Ann Phoenix held the Jane and Aatos Erkko Professorship at HCAS in 2016-2018. During the 2017-2018 academic year, she collaborated with postdoctoral researcher Marja Peltola on the research project “Masculinities in New Times: 11-14-year-olds in Helsinki schools”. 

Notes from the field: violence and insecurity in a Central American capital

By Florencia Quesada Avendaño (Core Fellow, HCAS)

It was a blue-sky day at the beginning of February in Guatemala City, our last day of fieldwork in the community of Arzú (Photo 1) – named after Alvaro Arzú, former Guatemala City mayor and former president of Guatemala (1996–2000). Arzú is a slum located in a high-risk area in zone 18, which is the largest and most populous zone in the northern part of the city. The municipality of Guatemala is divided into 22 zones, with the greatest number of precarious settlements being located in zones 3, 7 and 18 (SEGEPLAN 2015).

Photo 1: Panoramic view from the community of Arzú(Photo: Florencia Quesada)                                                                                         Many slums in Guatemala City are built in vulnerable places, like the ravines that surround the capital.

The fieldwork, conducted in cooperation with our local partners – a local NGO called “Perpendicular” – was both challenging and difficult.[*] The main goal was to conduct interviews in precarious settlements about the daily life, struggles, problems, organisation and perceptions of the inhabitants with respect to violence, insecurity and environmental risks. Local contacts with community leaders and the previous and recent experiences of our local partners working in the communities of Arzú and 5 de noviembre opened the doors rather quickly to a complex urban space.

Guatemala City is the largest city and capital in the Central American Isthmus. Its metropolitan area has a population of 2.8 million inhabitants, distributed over 2189 km2 (SEGEPLAN 2015). At the same time, the metropolitan area accounts for the largest concentration of poor people by square metre in the country, with an estimated 412 precarious settlements (SEGEPLAN 2015).

In these unequal and unjust urban spaces, insecurity and fear are the daily bread of the urban poor especially in Guatemala City. Nevertheless, nobody escapes from violence in the country. Guatemala is one of the most unequal countries in the world. This extreme social urban segregation, characteristic of Latin America’s urban landscape, is well represented in zone 18. A high percentage of the population lives in poverty and extreme poverty. Some of the slums are located in high-risk areas prone to landslides, flooding and earthquakes. Precarious settlements are characterised by self-built housing, with very limited and insufficient public services and infrastructure (Photo 2). Over the years, and through the organisation of the community, the limited aid of the municipality, the State and NGOs like TECHO, some of these precarious settlements have improved their living conditions and services, but always still working from a marginal and excluded position.

Photo 2: Precarious settlements built in high-risk areas, Guatemala City(Photo: Florencia Quesada)

As part of the same complex urban panorama, these communities are also very insecure and violent. Certain parts of zone 18 have the reputation of being the most dangerous in the city. Especially in the lower-class areas, youth gangs like ‘Mara 18’ (18th Street gang) and other minor gangs control territory by extorting money from local businesses and public buses and taxis. Doubly stigmatised because of its poverty and the bad reputation of zone 18, daily life in both communities is a day-to-day struggle, as was evident in all of the interviews.

Paradoxically, the violence has been normalised: it is now perceived as a central and inevitable part of society. One of the reasons for the trivialisation of violence has to do with being bombarded with sensationalist TV news on a daily basis. Shootings, homicides, kidnappings, assaults and rapes dominate media; they are presented as the norm, the tragic reality that feeds paranoia – a big business for some – exacerbating those imaginaries of fear. Most of the interviewees highlighted how insecure and dangerous the city was by referencing their first-hand experiences, but they especially mentioned their perceptions being influenced by the television news.

In a post-war society such as Guatemala (after a civil war that lasted for thirty-six years), the expressions of violence originate from and overlap with a multiplicity of reasons, like State violence, high rates of impunity and corruption, social and economic exclusion of broad segments of the society, to name just a few. Citizens’ sense of insecurity is closely related to the failure of the State to ensure the basic needs and rights of its citizens and to offer security to a majority of the population. Violence is a direct expression of exclusion and inequality and has a devastating impact on the daily life of the urban poor.

One of the interviewees, a blacksmith in his late 30s, is at the same time a good and sad example of such structural and daily violence. His self-built house is located on a steep hillside. To reach his dwelling at the bottom of the hill, you must first descend the concrete stairs built by the community. Ironically, he earns his living by selling iron fences for the protection of such dwellings. Three years ago, he was shot by a member of Mara 18, the gang that rules the area. The gang member came to recruit his cousin by force, who was working at the time in the man’s workshop. His cousin escaped, he was not so fortunate. The young marero turned to him and started shooting without mercy: four bullets hit him in the arms (two in each arm). While trying to escape, the last one hit his spinal cord; the bullet is still there. He can no longer walk and is condemned to life in a wheelchair. Now his life is limited to a 5×5 space, disabled, without any support or economic aid from the State; his possibilities are quite limited. His extended family – parents, wife and two adult sons – are the only support he has. He seldom goes out of the house since the logistics of going up the steep hill are complex (Photo 3). He has diabetes, which affects his eyesight. His steady gaze is gloomy.

Photo 3: Looking down the hill in the community of Arzú                    (Photo: Florencia Quesada)

Nevertheless, although the gangs are directly associated with high levels of urban violence, they are not the only ones to blame in the multifaceted panorama of urban violence. Gangs are easy scapegoats for the State, helping it to avoid facing the main causes of violence in the region, such as poverty, unemployment, inequality, exclusion and the lack of possibilities to earn a decent living. Through this research project, we aim to understand and analyse the dynamics of these complex processes of violence and environmental risks in order to rethink alternatives and offer possibilities for these fragile urban communities, which only keep multiplying in Central American cities (Photo 4).

Photo 4: Precarious settlements in Guatemala City(Photo: Florencia Quesada)

[*]This research is part of a project funded by the Academy of Finland: ‘Fragile cities in the global South: societal security, environmental vulnerability and representative justice’, coordinated by Anja Nygren. The project aims to analyse the roles of new city-authority coalitions, organised civil-society groups and informal network-actors engaged in seeking new ways to manage societal insecurity, environmental vulnerability and representative justice in the fragile cities of the global South. Guatemala City is one of the case studies focused on violence and environmental risks, along with Villahermosa in México, Bogotá in Colombia and Calcutta in India.